Thomson Reuters Announces 11th Annual Compliance Awards Nominees Short List

Sep 29, 2015 21:00 JST

Source: Thomson Reuters

Premier compliance industry awards to be presented 05 November

LONDON, Sep 29, 2015 - (ACN Newswire) - Thomson Reuters today announced the short list of nominees for its 11th Annual Compliance Awards. The Annual Compliance Awards were created in 2004 to recognise the successes and achievements of compliance professionals from across the financial services industry and supporting professional services firms who safeguard the integrity of their businesses, and position them for continued growth and success.

This year Thomson Reuters introduced two new awards which recognize the wider community in which the firm operates and provides client solutions, the Anti Money Laundering and Know Your Supplier Awards.

The 11th Annual Compliance Awards will be presented on 05 November 2015 in a ceremony at The Grosvenor House Hotel, Mayfair, London. The shortlist of 2015 Annual Compliance Award nominees are as follows:

The Sandro Buttaci Memorial Award for the Young Compliance Officer of the Year
Sarah Fahy - Compliance Officer, Kyte Broking Limited
Vladislav Piatigorsky - Compliance Officer, Renaissance Capital
Sarah Louise-Rowe - Compliance Analyst, Charities Aid Foundation
Dalisha Patel - Junior Compliance Officer, Kession Capital
Julia Shamini Chase-Samuel - General Counsel and Head of Compliance, ATU General Trust (BVI) Limited
Andrea M. Bornatico - Compliance Officer, Argentiere Capital AG

Most Effective Compliance Training Programme
Gordon McMurray - CEO, NRS Regulatory Services Ltd
Ed Chedzoy - Director, Standard Chartered
Charlotte Courtenay, Lisa Dixon, Nicola Pope and Emma Trincas - The Experimental Learning Programme (ELP) team, Newbury Building Society

Head of Anti-Money Laundering and Fraud Prevention of the Year
Yen Chang - MLRO and Compliance COO, Charles Stanley
Ann Doan - Director of Legal and Compliance, Hampshire Trust Bank

Money Laundering Reporting Officer of the Year - Financial Services, Banking and Insurance
Yen Chang - MLRO, Charles Stanley
Stewart Carter - Operational Risk Manager and MLRO, Coventery Building Society
Adil Siddiqui - Head of Operations, TradeNext

Most Innovative Risk Management Programme at a Regulated Firm
Sam Uppal - Senior Compliance Manager, Lloyds Banking Group
Vassanth Devadas - Head of Finance and Administration, JCB International Europe Limited
Steven Binks - Compliance Manager, Columbia Threadneedle

Compliance Officer of the Year
Margaret Pinagli - Director Compliance, Bank Of America Merrill Lynch
Reshma Handa - Compliance Manager, Vibe Syndicate Management Ltd
Briain Kavanagh - VP - Compliance Officer, Bank of Montreal
Colin Ford - Compliance Officer / Global Head of Financial Crime Prevention, Renaissance Capital
Rosie Faulkner - Senior Compliance Officer - Diligence, Earthport

Chief Compliance Officer of the Year
Sara Arhaim - Head of Compliance , Green Investment Bank
David Hazell - Chief Compliance Officer, Santander
Lucy Vernall - Head of Compliance, Funding Circle
Andrew H Brown - Global Head of Compliance, Earthport

Compliance Innovator of the Year
Adrian Black - CEO, Contego
Sam Uppal - Senior Compliance Manager, Lloyds Banking Group
Vassanth Devadas - Head of Finance and Administration, JCB International Europe Limited
Compliance Monitoring Team - Barclays
Liz Hughes - Founder and MD, ionStar

Best Consulting Firm of the Year for Compliance and Risk
Kession Capital - , Kession Capital
Lawson Conner (Gerhard Gueter) - Managing Director, Lawson Conner
JW Compliance (Jonathan Wernick) - CEO, JW Compliance
Moore Stephens (Tim West) - Partner, Moore Stephens LLP

Best Regulatory Law Firm or Lawyer of the Year for Compliance
Simon Firth - Partner, Kaye Scholer
Angus Duncan - Partner, Mayer Brown
Tony Woodcock - Partner & Head of the Regulatory Litigation Practice, Stephenson Harwood LLP

Award for Outstanding Long-Term Service to the Compliance Industry
James Brown - Head of EMEA Compliance, JPM
Jeannette Lichner - Senior Managing Director and Head of Governance, Risk and Regulation (GRR), FTI Consulting

For more information about the Annual Compliance Awards, please go to: http://www.complianceawards.com/2015

For more information about Thomson Reuters Risk Management Solutions, please go to: https://risk.thomsonreuters.com/

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Source: Thomson Reuters Corporation via Globenewswire

Source: Thomson Reuters